enabling financial services

Regulatory Hosting Platform

CAEP offers a South African regulatory hosting platform providing partners with the ability to conduct financial services activities as appointed representatives without having to be directly authorised by the FSCA (Financial Services Conduct Authority). CAEP Partners with advisors, asset and portfolio managers so they can focus on their key activities while trusting their regulatory, compliance and business support is effective, efficient and professionally looked after.

Licenced Entities

Prime Asset Managers (Pty) Ltd – Category I, II, IIA (FSP 33933)

ADAM FSP (Pty) Ltd – Category I, II (FSP 50680)

Compliance

We focus on maintaining world class compliance levels

Keep your businesses compliance current and organised

Risk Management

Business and Portfolio risk management and oversight

Governance and reporting

Strong corporate governance

Manage regulatory risk and reporting

Training

Progress your skills and qualifications in Financial Services

Ongoing CPD and Class of Business support

Empowerment

Assistance with new managers to obtain experience under regulatory supervision

Business support and strategic mentorship

Promotion and marketing of products and business

Benefits of using our regulatory hosting platform

Hosting solutions cost less than being directly authorised

Speed to market – Leverage established contracts and networks

Focus on core business activities while having confidence in operational framework of compliance and governance

Business strategy and commercial advice and mentorship

Leverage partner relationships to optimise business and product establishment

Manage and monitor financial soundness and capital requirements

CAEP

Advisory

  • Investment Advisory and Intermediary Services

 

  • Established platform and Product Provider Terms of Business

 

  • Remain Independent while leveraging relationships and infrastructure

ASSET MANAGEMENT ​

  • Discretionary Fund Management (DFM)

 

  • Equity, Fixed Income & Hedge Funds

 

  • Established contracts with Product and Service Providers

ALTERNATIVES

  • Alternatives including: Private Equity, Real Estate, Unlisted Bonds

 

  • SAVCA Member

 

  • Private Equity FAIS Exemptions

DIGITAL

  • CASP Licence (pending application)

 

  • Dedicated Digital Asset Management and Hosting

 

  • Product Creation and Toekenisation